Document Type

Article

Publication Date

2021

Disciplines

Dispute Resolution and Arbitration | International Law | Law

Abstract

The proper allocation of authority between courts and arbitral tribunals over the enforceability of agreements to arbitrate has long occupied a central place in U.S. arbitration law, domestic and international alike. From U.S. Supreme Court case law over the years, there has emerged a reasonably well-understood distinction between those issues of enforceability that a court will address if asked by a party to do so and those that it will not. Fundamental to the Court’s jurisprudence is a recognition that some enforceability issues – “gateway issues” – so seriously implicate the consent of parties to arbitrate their disputes that a party contesting the enforceability of an arbitration agreement on those grounds is entitled to a judicial determination of the matter, while others – “non-gateway issues” – do not. The Supreme Court has adopted the convention of also referring to gateway issues as issues of “arbitrability,” even though that is not how the term arbitrability is understood throughout most of the world.

Classic gateway issues include whether an agreement to arbitrate was ever validly formed, whether a non-signatory is bound by it, and whether it encompasses the dispute at hand. What these issues all have in common is the perception that they directly implicate the consent of the parties to submit a dispute to an arbitral rather than a judicial forum. By contrast, classic non-gateway issues include the timeliness of requests to compel arbitration of a dispute and the satisfaction, or not, of conditions precedent to arbitration. These issues do not question the consent of the parties to arbitrate, but whether an obligation to arbitrate a particular claim should be enforced. Parties are free to raise their arbitrability objections for the first time before an arbitral tribunal itself for decision, but U.S. law also allows parties to raise them for the first time before a court if they so prefer.

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